Investment Supervision Only is for clients who want ongoing portfolio oversight without the broader planning relationship.
This service is usually a good fit when you are comfortable handling most planning decisions on your own but want professional help with portfolio structure, risk, implementation, and ongoing supervision.
What the service includes
- Develop an investment policy based on your goals, risk tolerance, and market conditions.
- Implement that policy on a nondiscretionary basis.
- Select investments and execute trades.
- Rebalance or reallocate the portfolio when the facts call for it.
- Provide performance reports upon request.
Fee
| Supervised Assets | Quarterly | Annual |
|---|---|---|
| First $500,000 | 0.30% | 1.20% |
| Next $500,000 | 0.15% | 0.60% |
| Next $9,000,000 | 0.10% | 0.40% |
| Over $10,000,000 | 0.05% | 0.20% |
This agreement is cancelable at any time without restriction. Fees are payable in arrears on a quarterly basis. Supervised assets are based on account values at the end of the quarter or the end of service. If services are provided for less than a full quarter, fees are prorated based on the portion of the quarter served. Fees are deducted directly from supervised accounts or payable within thirty days of invoice receipt.
All fees will have Hawaii’s 4.712% general excise tax added and are negotiable.